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Compliance Assistant jobs in Hong Kong

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  • Assistant Director - Legal & Compliance

    Kowloon
    Permanent
    HK$80,000 - HK$90,000 per month (HK$960,000 - HK$1,080,000 per year)

    We are looking for a highly experienced compliance professional with a strong background in securities firms.

    • Brokerage Firm
    • International Headquarters
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  • Vice President / Director Compliance - Asset Management Firm

    Hong Kong Island
    Permanent
    HK$900,000 - HK$1,500,000 per year

    This role will report directly to the Head of Legal and Compliance whilst managing a small team. This role will be responsible for all regulatory and general compliance matters.

    • Looking for 10+ years of buyside compliance experience !
    • Equivalent to Head of Compliance level !
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  • Head of Compliance - Chinese Asset Management

    Hong Kong Island
    Permanent
    HK$840,000 - HK$1,200,000 per year

    This role will report directly to their CEO whilst working in a standalone compliance role. This role will be responsible for all compliance matters with a strong focus on mutual funds-public funds side.

    • Looking for Mutual Funds - Public Funds product exp !
    • Prefer immediately available candidates !
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  • Head of Legal and Compliance - Securities Firm

    Hong Kong Island
    Permanent
    HK$1,200,000 - HK$1,600,000 per year

    This role will report directly to the Head of Hong Kong whilst managing the legal and compliance team. This role will be the MIC of Compliance and AML.

    • Looking for 8-10+ years of compliance experience !
    • Looking for strong IBD/Corporate Finance experience !
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  • AML Team Head - Corporate Bank

    Hong Kong Island
    Permanent
    HK$900,000 - HK$1,000,000 per year

    This role will report to the Head of Compliance whilst managing their AML team. The AML team consists of AML advisory and Transaction Monitoring staff.

    • looking for corporate banking AML exp !
    • Must be able to read and write chinese !
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  • Compliance and Governance Lead - Largest Sovereign Wealth Fund

    Hong Kong Island
    Permanent
    HK$900,000 - HK$1,200,000 per year

    This role will report directly to senior management in a stand alone compliance role. This role will develop and implement controls and governance frameworks.

    • newly created headcount !
    • Internal Compliance and Governance role !
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