Compliance jobs in Hong Kong

Due to business expansion, we are hiring a new Compliance Officer position who will work closely with our Head of Company Secretary in handling KYC, AML, Internal Compliance Policy review and Internal Training etc.

We are hiring a legal & compliance professional to join a global financial institution.

This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focus on general compliance duties including regulatory compliance, audit, risk, and business compliance advisory.

We are looking for a junior-level candidate who has interest in developing their career in the compliance space.

This role will report to the APAC CCO whilst working alongside one colleague. This role will be responsible for all compliance matters including AML/KYC and business compliance matters.

A Compliance Associate role has opened up in a top European bank. This exciting role is going to join the compliance team to handle general compliance, compliance advisory, compliance trainings, gap analysis, policy and procedures updates. The candidate should have 3-5 years of working experience in general compliance, regulatory compliance, compliance/ FCC advisory within international corporate banking.

This role will report directly to the Head of FCC whilst focusing on a well rounded AML role. This role will handle AML advisory and AML system related projects.

We are looking for a highly experienced compliance professional with a strong background in securities firms.

This role will report directly to their CEO whilst working in a standalone compliance role. This role will be responsible for all compliance matters with a strong focus on mutual funds-public funds side.

We are hiring a new Compliance Officer with a famous Hong Kong Listed company with business across Property, Hotel Management and Retail.

If you have at least 5 years of accounting experience at a sizable firm, and have good language skills and are interested in a compliance analyst at a leading hotel, this is the job,

This role will report directly to the Head of Hong Kong whilst managing the legal and compliance team. This role will be the MIC of Compliance and AML.

A Compliance Consultant role has opened up in a top European FI firm. This exciting role is going to join the compliance team to acquire banking licensing, handle HKMA/ SFC licensing advisory/ applications and other compliance matters. The candidate should have 10+ years of working experience in HKMA/ SFC licensing, regulatory compliance, general compliance with strong knowledge in HKMA/ 72B within FI/ banking industry.

This role will report directly to the HK and China Head of Compliance whilst working with several colleagues in other jurisdictions. This role will be responsible for all business and investment compliance matters.

This role will report directly to their Board of Directors whilst working alongside their trust and corporate services manager. This role will focus on all compliance matters related to their trust business.

This role will report directly to their Head of Compliance whilst working in a small team. This role will focus on general compliance matters for their SFC license type 1 3 4 9.

Our client is looking for an experienced compliance/legal candidate for their Data Business dept, to support the launching of financial data products. The candidate will be required to develop and implement policies and guidelines that align withh data governance and compliance standards.

We are working with a US law firm who are hiring a Legal Manager with solid experience with Hong Kong listing rules and compliance.

Excellent opportunity for an accounting candidate who has experienced in Internal Control and Compliance in consumer and manufacturing industry. Our client offers attractive salary package and promising career path for potential candidate who would like to further develop its career in the fashion/retail industry.

Regulatory/ Markets Compliance Advisory Senior Manager role has opened up in a top international Corporate and Investment bank. This role is going to handle regulatory compliance advisory and market compliance. The candidate should have 7+ years of working experience in regulatory compliance advisory and market compliance with product knowledge in fixed income/ derivatives and knowledge in HKMA within banking industry, preferably European banks.

This role will report directly to senior management in a stand alone compliance role. This role will develop and implement controls and governance frameworks.

Do you have a deep understanding of US and APAC trade regulations and a track record of successfully ensuring compliance within a complex international trade environment? If so, here is an exciting opportunity in joining a Leading US Electronics company for a Trade Compliance Director role!

This role will report directly to the Head of Legal and Compliance whilst managing a small team. This role will be responsible for all regulatory and general compliance matters.

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Our client is a top American Investment/ Private Bank and they are looking for a Client Onboarding Analyst to handle client relationship, client interaction and Business Unit interactions across client onboarding cycle for APAC institutional clients. The candidate should have 3-5 years of working experience in client onboarding and client relationship management with strong Mandarin language skills and knowledge in OTC derivatives within international banks.

Our client is a top American Investment/ Private Bank and they are currently looking for an Onboarding Analyst to join their account onboarding team to handle end to end new account opening and client documentation review for HNW clients. The candidate should have 2-3 years of working experience in account opening, client onboarding, SOW review for HNW clients within private banking/ wholesale banking.

Our client is a top American Investment/ Private Bank and they are currently looking for a KYC/ Client Data Analyst to join their Account Management project team to handle KYC, client account data review, client maintenance and data remediation for overseas high net worth clients. The candidate should have 2-3 years of working experience in KYC/ CDD, client onboarding, client maintenance, data remediation for PB clients with private banking industry.

Our client is a top Japanese investment bank and securities firm. They are looking for a KYC/CDD Associate to join the KYC team to handle KYC onboarding, periodic review and screening for FI, institutional and corporate clients in HK & SG markets. The candidate should have at least 3 years of working experience in KYC/ CDD, onboarding, periodic review, screening for FI clients at international corporate investment bank/ securities firm/ brokerage firm.

An large organisation is looking for a security director to ensure all security duty are carried out in accordance with the established safety procedures at all times, including fire safety, physical security, event security etc.

Our client is a top US Investment/ Private Bank and they are looking for a KYC Analyst to join client onboarding team to handle new client onboarding, periodic review, trigger event for high net worth & corporate trust clients. The candidate should have 1-2 years of working experience in KYC/CDD, client onboarding for HNW/ corporate trust clients with private banking industry, fresh graduates with relevant compliance intern experience are welcomed.