Compliance jobs in Hong Kong

Regulatory Compliance Counsel Opening

Due to business expansion, we are hiring a new Compliance Officer position who will work closely with our Head of Company Secretary in handling KYC, AML, Internal Compliance Policy review and Internal Training etc.

We are hiring a legal & compliance professional to join a global financial institution.

This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focus on general compliance duties including regulatory compliance, audit, risk, and business compliance advisory.

Excellent opportunity for Sustainability and Compliance experts for a company.

This role will report to the APAC CCO whilst working alongside one colleague. This role will be responsible for all compliance matters including AML/KYC and business compliance matters.

This role will report directly to their CEO whilst working in a standalone compliance role. This role will be responsible for all compliance matters with a strong focus on mutual funds-public funds side.

We are hiring a new Compliance Officer with a famous Hong Kong Listed company with business across Property, Hotel Management and Retail.

Our client is one of the top notch audit firm with more than 170 years of history, specialise in providing audit and financial service to different financial institution. They are currently looking for a Compliance Associate (FCC) to be responsible for handling a financial institution project with focus in AML and sanction engagement, compliance review remediation project and investigation focus.

This role is a critical position within the Legal & Compliance Department of a thriving business services company, focusing on maintaining compliance and mitigating risks.

If you have at least 5 years of accounting experience at a sizable firm, and have good language skills and are interested in a compliance analyst at a leading hotel, this is the job,

This role will be their Head of Compliance for their insurance business. This role will cover both regulatory and AML duties whilst managing a small team.

This role will report directly to the Head of Hong Kong whilst managing the legal and compliance team. This role will be the MIC of Compliance and AML.

We are seeking a motivated and vigilant Compliance Team Head/ Head of Compliance to oversee and manage compliance issues within our organization, ensuring that our company, staff, and clients are complying with internal policies and regulations.

This role will report directly to the HK and China Head of Compliance whilst working with several colleagues in other jurisdictions. This role will be responsible for all business and investment compliance matters.

Legal Compliance Manager - Start Up Web 3 Blockchain Company

Senior Compliance Officer - Large Chinese Firm, SFC 149

This role will reporting directly to the Compliance Review Head whilst focusing on compliance review for credit risk. This role will work alongside a larger team for compliance review.

Analyst - Compliance Control Room - Top Tier Securities Firm

This role will lead their compliance department comprising of legal, AML, and general compliance. This role will have a strong oversight of their AML function.

Do you have a deep understanding of US and APAC trade regulations and a track record of successfully ensuring compliance within a complex international trade environment? If so, here is an exciting opportunity in joining a Leading US Electronics company for a Trade Compliance Director role!

This role will report directly to the Head of Legal and Compliance whilst managing a small team. This role will be responsible for all regulatory and general compliance matters.

Senior Compliance Manager - MSO licensed firm, Welcome Big4

Our client is a top American Investment Bank and they are looking for a Client Services Associate to join their private wealth management division to handle client services, account opening, KYC documentation and trade executions for Chinese Ultra High Net Worth clients. The candidate should have 3-5 years of working experience in client servicing/ ARM/ account opening/ KYC documentation for UHNW, private banking/ institutional/ corporate banking clients.

Our client is a top American Investment Bank and they are looking for Client Services Trainee to join the private wealth management division to handle account opening, KYC documentation and trade executions for Ultra High Net Worth clients. The candidate should have 1-2 years of working experience in ARM/ account opening/ client onboarding for private/ corporate banking clients. Fresh graduates are welcomed.

Seeking a dedicated AML Advisory Team Head to lead their AML advisory team whilst managing a small team. The role requires expertise in managing compliance risks, advising on AML/CFT matters, and delivering effective solutions.

Our client is one of the largest US investment banks that mainly provides investment and wealth management services. The department is currently looking for an AML Monitoring Analyst to handle private wealth management and securities group client with focus in AML screening, monitoring and investigation. The successful candidate should have relevant of working experience in AML/ fraud sector within banking industry.

Our client is a top American Investment Bank and they are currently looking for a Alert Screening Associate to join the International Global Financial Crimes Investigations team to handle alert screening, adverse media reviews, sanctions reviews and transaction monitoring. The candidate should have 2-3 years of working experience in alert screening investigations, adverse media review within investment banking/ private banking/ private wealth management.

Our client is a top Japanese investment bank and securities firm. They are looking for an Onboarding Associate to join the Onboarding team to handle client onboarding, client facing duties for FI, institutional/ corporate clients in HK and SG markets. The candidate should have 3-5 years of experience in client onboarding/ client servicing within international corporate investment bank/ securities firm/ brokerage firm.

The VP of Global EHS will be a critical player within headquarter corporate office, spearheading employee health, and safety initiatives for a prominent technology & telecoms corporation.